Does anxiety increase policy learning?
TL;DR Summary
This study investigates the impact of anxiety on policy learning among local public officials in Switzerland, using Marcus' Affective Intelligence Model. It finds that anxiety positively influences learning, unaffected by prior beliefs or policy complexity, highlighting the signi
Abstract
Does anxiety affect how public officials process policy information? It is often argued that the increasing number of policy failures can be explained by a lack of policy learning by decision makers. While previous studies show that socioeconomic and partisan variables are related to the perception of policy information, little attention has been paid to the role of emotions, such as anxiety, in the policymaking process. In this paper, we investigate the impact of anxiety on the policy learning of local office holders at the individual level in Switzerland. We introduce the Marcus' Affective Intelligence Model—which examines how emotions affect individuals' information processing—to the policy learning literature. To test the expectations of the model, we draw on novel experimental data collected among local elected officials from the 26 Swiss cantons. In the experiment, we randomly display anxiety-inducing images along with policy information. We provide evidence that anxiety has a positive causal effect on learning. Considering potential moderators of this effect, we show that the relationship is not conditioned by the strength of priors or the perceived complexity of public policies. However, these variables are substantially correlated with policy learning. Our findings have important implications for better understanding how information influences policymaking.
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1. Bibliographic Information
1.1. Title
Does anxiety increase policy learning?
1.2. Authors
- Moulay Lablih (Swiss Graduate School of Public Administration (IDHEAP), University of Lausanne, Lausanne, Switzerland)
- Pirmin Bundi (Swiss Graduate School of Public Administration (IDHEAP), University of Lausanne, Lausanne, Switzerland)
- Lea Portmann (Interface Politikstudien, Switzerland)
1.3. Journal/Conference
Policy Studies Journal. This journal is a peer-reviewed academic publication covering a wide range of topics related to public policy. It is generally well-regarded in the field of public policy and political science, serving as a platform for scholarly research, theoretical developments, and empirical analysis.
1.4. Publication Year
2024
1.5. Abstract
The paper investigates the effect of anxiety on policy learning among local public officials, building on the idea that a lack of policy learning contributes to policy failures. While prior research often focuses on socioeconomic and partisan factors, this study highlights the role of emotions, specifically anxiety, in information processing. It introduces Marcus' Affective Intelligence Model (AIM) to the policy learning literature. Using a novel experimental design with Swiss local elected officials, where anxiety-inducing images are randomly displayed alongside policy information, the study finds that anxiety has a positive causal effect on learning. While the relationship is not significantly moderated by the strength of priors or the perceived complexity of policies, these variables are found to be substantially correlated with policy learning. The findings have significant implications for understanding how information influences policymaking.
1.6. Original Source Link
/files/papers/694f95da9c764da3f20e36db/paper.pdf (Published at 2024-02-23T00:00:00.000Z)
2. Executive Summary
2.1. Background & Motivation
The core problem the paper addresses is the lack of policy learning among decision-makers, which is often cited as a reason for policy failures. Traditional research in public policy has primarily focused on socioeconomic and partisan variables to explain how public officials process policy information. However, this approach has largely overlooked the role of emotions, such as anxiety, in influencing this critical process.
This problem is important because effective policymaking relies on decision-makers' ability to update their beliefs and adapt policies based on new information and evidence, a process known as policy learning. If key emotional factors are ignored, our understanding of policymaking remains incomplete, potentially leading to less effective governance. The existing research gap concerns the individual-level psychological mechanisms that influence how public officials engage with and learn from policy information.
The paper's innovative idea and entry point is to explicitly investigate the causal effect of anxiety on policy learning among local office holders. It does this by integrating Marcus' Affective Intelligence Model (AIM)—a prominent theory from political psychology about how emotions affect information processing—into the policy learning literature. This integration posits that anxiety, as a response to perceived threat or novelty, should enhance systematic information processing and, consequently, learning.
2.2. Main Contributions / Findings
The paper makes several primary contributions:
-
Causal Effect of Anxiety: It provides
empirical evidencethrough anovel survey experimentthatanxiety has a positive causal effect on policy learningat the individual level among local policymakers. This is a significant finding, as it directly demonstrates how an emotion can influence a crucial cognitive process in policymaking. -
Application of AIM to Policy Learning: The study successfully introduces and applies
Marcus' Affective Intelligence Modelto the field ofpolicy learning, bridgingpolitical psychologywithpublic policy research. This opens new avenues for understanding the microfoundations of policymaking. -
Role of Prior Beliefs: It confirms that the
strength of prior beliefsisnegatively correlated with policy learning. Policymakers with stronger priors are less likely to update their beliefs, which is consistent withBayesian updatingprinciples where strong priors require more overwhelming evidence to change. -
Role of Perceived Policy Complexity: The research reveals that
perceived policy complexityis alsonegatively correlated with policy learning. Counter-intuitively, policies perceived as more complex lead to less learning, suggesting abacklash effector reliance on heuristics in complex situations, rather than increased systematic processing. -
Moderation Effects: Importantly, the study found that neither the
strength of priorsnorperceived policy complexitysignificantlymoderated the causal effect of anxiety on policy learning, despite initial hypotheses. However, these variables are stillsubstantially correlatedwith learning outcomes. -
Observational Insights: Beyond the experimental findings, observational analyses show that a
right-wing ideologyisnegatively correlatedwith policy learning, while having auniversity degreeispositively correlated.These findings solve the problem of understanding the
micro-level psychological mechanismsthat drive or hinderpolicy learning. By identifying anxiety as a motivator for learning and confirming the resistance posed by strong priors and perceived complexity, the paper helps explain whydecision-makerssometimes fail to adapt to new information, ultimately contributing to a better understanding ofpolicy failuresandpolicymaking processes.
3. Prerequisite Knowledge & Related Work
3.1. Foundational Concepts
To fully understand this paper, several core concepts are essential:
-
Policy Learning: In the context of this paper,
policy learningis defined as "the acquisition of new relevant information that allows beliefs to be updated" (Braun & Gilardi, 2006). It fundamentally involves abelief changeprocess, where individuals modify their existing views or knowledge in response tonew information. This process is often conceptualized throughBayesian decision theory.- Bayesian Decision Theory: This is a statistical framework for making decisions under uncertainty. In
Bayesian learning, an individual starts withprior beliefs(initial probability distribution over possible states of the world) and then updates these beliefs toposterior beliefs(updated probability distribution) after observingnew evidenceorinformation. The degree to which one's beliefs change depends on both the strength of the prior beliefs and the persuasiveness of the new information. - Prior Beliefs: These are the initial beliefs or knowledge an individual holds about a particular policy issue before encountering new information.
- Posterior Beliefs: These are the updated beliefs an individual holds after processing new information.
Policy learningoccurs when there is a measurable difference betweenprior beliefsandposterior beliefsin the direction suggested by the new information. - Belief Updating: The process of moving from
prior beliefstoposterior beliefsbased on new evidence.
- Bayesian Decision Theory: This is a statistical framework for making decisions under uncertainty. In
-
Emotions in Politics: This refers to the study of how various emotional states (e.g.,
anxiety,anger,enthusiasm,fear) influence political attitudes, behaviors, and decision-making. Historically, political science has focused more on rational choice, but increasingly, emotions are recognized as integral to political cognition and action. -
Marcus' Affective Intelligence Model (AIM): This is a prominent
two-channel theoryinpolitical psychologythat explains how emotions affect individuals'information processing.- Two Channels:
- Surveillance System (Novelty/Threat): This channel monitors the environment for
noveltyorthreat. When individuals encounter unfamiliar or potentially dangerous situations, this system is activated, triggering emotions likeanxiety. - Dispositional System (Familiarity/Routine): This channel assesses the appropriateness of familiar actions, routines, or practices based on their past success or failure. It triggers emotions like
enthusiasm(for success) ordepression(for failure).
- Surveillance System (Novelty/Threat): This channel monitors the environment for
- Anxiety's Role in AIM: According to AIM,
anxiety(triggered by thesurveillance systemwhen athreatornoveltyis perceived) plays a crucial role ininformation processing. It prompts individuals todisengage from habitual behaviorsandengage in more systematic, in-depth processing of new information. This increased attention and deeper analysis can lead topolitical learningand a greater openness to updating beliefs. Conversely,enthusiasmis associated with reliance onprior beliefsandhabitual actions.
- Two Channels:
3.2. Previous Works
The paper contextualizes its research within several streams of literature:
- Policy Learning Literature: The concept of
policy learninghas been defined in various ways (Bennett & Howlett, 1992; Hall, 1993; Heclo, 2010), but most definitions revolve aroundbelief changeandupdating knowledge.Nowlin (2020)suggests that policy learning is a function of thestrength of prior beliefs.Dunlop & Radaelli (2017)emphasizecoherent updatingofprior beliefswhen faced withnew information. The literature has also identified differenttypes of learning(Dunlop & Radaelli, 2017, 2018) and examinedpolicy diffusion(Gilardi, 2010; Graham et al., 2013) andpolicy transfer(Dolowitz, 2018). - Role of Emotions in Politics: While largely overlooked in
policy learning, recent studies highlight the importance of emotions inpolitical campaigns(Boussalis et al., 2021; Nai et al., 2017) andpolitical decisions(Colombo, 2021; Suiter et al., 2020). Specific emotions likeangerandanxietyhave been shown to be relevant in the policy context (Maor & Capelos, 2023; Pierce, 2021).Durnová (2015)investigates emotions inpolicy deliberation. - Policy Complexity Literature: Scholars have noted that
policy domainsdiffer incomplexity(Hurka et al., 2022; Limberg et al., 2021).Complex policiespose greater evaluation challenges and require more resources and expertise (Adam et al., 2018). This distinction betweentechnically complex(e.g., energy, health) andless technicalissues (e.g., security, unemployment) is relevant (Eshbaugh-Soha, 2006; Gormley Jr, 1983). - Cognitive Biases: The paper implicitly refers to
cognitive conservatism, whereprior beliefsare overweighted, making updating difficult.Bullock (2009)demonstrated thatweak priorsare more easily overturned thanstrong priors.Tversky and Kahneman (1974)explain howheuristicsare used in complex situations due to uncertainty. - Political Theories of Change: The paper connects its findings to existing theories like the
Advocacy Coalition Framework (ACF)(Weible & Sabatier, 2006), which emphasizesbelief systemsandlearninginpolicy change;Policy Feedback Theory(Mettler & SoRelle, 2018), which suggests existing policies shapereceptivenessto new information; and theMultiple Streams Framework(Blum, 2018; Fowler, 2022), which considers how perceptions of complexity influence the convergence ofproblem,policy, andpolitical streams.
3.3. Technological Evolution
The field of policy studies has evolved from focusing primarily on structural factors (e.g., socioeconomic conditions, institutional arrangements) and rational-actor models to increasingly incorporate psychological insights and individual-level variables. Early work on policy learning often examined institutional learning or organizational learning. More recently, there's been a shift towards understanding the microfoundations of policy processes, including how individual policymakers process information and make decisions. This has led to the integration of concepts from cognitive psychology and political psychology.
This paper's work fits into this timeline by explicitly moving beyond traditional socioeconomic and partisan explanations to investigate the causal role of emotions in policy learning at the individual level, using experimental methods to isolate effects. This represents a more nuanced and psychologically informed approach to understanding policy dynamics.
3.4. Differentiation Analysis
Compared to the main methods in related work, this paper's approach offers several core differences and innovations:
- Focus on Emotions: Unlike much of the
policy learning literaturethat emphasizessocioeconomic,partisan, orinstitutional factors, this paper uniquely focuses on thecausal role of a specific emotion (anxiety). - Experimental Design for Causality: Many studies infer relationships through
observational data. This paper employs acontrolled survey experimentwithrandomized treatment(anxiety-inducing images), allowing for the identification of acausal effectof anxiety on learning, which is a stronger claim than mere correlation. - Application of AIM to Policy Learning: The explicit integration and empirical testing of
Marcus' Affective Intelligence Modelwithin thepolicy learning frameworkis a significant theoretical contribution, bridging two previously distinct academic domains. - Individual-Level Analysis on Policymakers: The study directly surveys and experiments with
local elected officials, providing insights into thepsychological processesof actualpolicymakers, rather than relying on student samples or aggregated data. - Measuring Belief Updating: The operationalization of
policy learningas thedifference between prior and posterior beliefs(Bayesian updating) provides a concrete and measurable dependent variable for individual learning. - Moderation Testing: The paper specifically tests for
moderating effectsofstrength of priorsandperceived complexity, addressing theoretical expectations from bothBayesian learningandpolicy studiesliterature on how these factors might influenceanxiety's impact.
4. Methodology
4.1. Principles
The core idea of the method used in this paper is to investigate the causal effect of anxiety on policy learning among local public officials by experimentally manipulating anxiety levels and observing subsequent belief changes. The theoretical basis for this approach is Marcus' Affective Intelligence Model (AIM), which posits that anxiety, as a response to threat or novelty, enhances systematic information processing and learning by prompting individuals to disengage from habitual behaviors and engage in deeper analysis.
The intuition behind this is that when policymakers feel anxious about a situation or a policy issue, they become more alert and motivated to understand the situation thoroughly. This heightened state of alert should lead them to pay more attention to new information, scrutinize it more carefully, and consequently, be more willing to update their existing beliefs in light of this new evidence. The study operationalizes policy learning as Bayesian updating, where a change from prior beliefs to posterior beliefs (in the direction of scientific evidence) indicates learning. The experimental design allows for isolating the effect of anxiety by comparing treatment groups (exposed to anxiety-inducing stimuli) with control groups (not exposed to such stimuli), while all groups receive the same policy information.
4.2. Core Methodology In-depth (Layer by Layer)
The study employed a survey experiment with a between-subjects design to test its hypotheses.
4.2.1. Participants and Recruitment
- Target Population: Local office holders in Switzerland.
- Recruitment:
3600 elected office holdersfrom municipalities with more than5000 inhabitantswere invited via email to participate in an online survey. - Response Rate:
39%of invited officials responded, resulting in a sample of1404 participants. - Inclusion Criterion: Participants had to be an
incumbent memberof aSwiss municipal government. - Ethical Approval: The study received ethical approval from the Research Ethics Commission of the authors' university on April 28, 2022. It was also
pre-registered.
4.2.2. Experimental Design
The experiment utilized a between-subjects design with block randomization to ensure balance.
- Blocking Variable: The
spoken language(German,French,Italian) inSwitzerlandwas used as a blocking variable, acknowledging its role as acrucial indicator of political cultureand its potential influence on attitudes and information processing. - Random Assignment: Within each language block, participants were randomly assigned to one of
two treatment groupsortwo control groups.- Policy Assignment: Both
treatedandcontrolunits were further randomly assigned to one oftwo policy issues:environmental policyorsecurity policy.
- Policy Assignment: Both
4.2.3. Treatment Manipulation (Anxiety Induction)
The anxiety treatment was administered through the display of anxiety-inducing images.
- Anxiety Variable: The
anxietyvariable was binary:1if the subject received the treatment (image displayed),0if not (control group). - Image Source: Images were selected from the
Socio-Moral Image Database (SMID)(Crone et al., 2018), a database specifically calibrated to elicitspecific emotional responses. - Image Selection Criteria: Images were chosen to fit the definition of
anxiety, characterized bynegative valenceandhigh arousal.- "Security" Image: Had a
valence score of 1.71(out of 5, indicating negative tone) and anarousal score of 4.29(out of 5, indicating high activation). - "Environment" Image: Had a
valence score of 1.588(negative tone) and anarousal score of 3.088(reasonable activation).
- "Security" Image: Had a
- Treatment Validation:
Treatment validation checkswere conducted within the survey to assess thevalenceandarousal levelselicited by the images, confirming their effectiveness in inducing anxiety.
4.2.4. Policy Information Exposure
All respondents, regardless of their treatment or control group assignment, were exposed to scientific evidence related to the policy issue (environment or security) to which they were assigned.
- Information Source: The scientific information was derived from reputable scientific journals (e.g.,
Nature Communications,Policy Practice and Research). - Information Characteristics: The evidence was chosen to provide a
clear directionon whatscientific knowledgesuggests, facilitatingbelief updating. Efforts were made to standardize theamount of informationpresented across policy issues by rephrasing or summarizing texts. - Fictitious Policy Proposals: Each piece of scientific information was paired with a
fictitious policy proposalconsistent with the scientific findings (see Appendix A in the original paper for examples).- Environmental Policy Information: Focused on the need to
accelerate the phase-out of carbon-intensive infrastructureto meet the1.5°C target.- Policy proposal: "We should be moving away from carbon-intensive infrastructure much faster."
- Security Policy Information: Highlighted that
public surveillance camera systemsreduce crime.- Policy proposal: "The government should increase the number of cameras in public places."
- Environmental Policy Information: Focused on the need to
4.2.5. Outcome Variable: Policy Learning
The dependent variable, policy learning, was constructed by measuring the variation between prior and posterior beliefs.
- Prior Beliefs (): Before the anxiety treatment () and exposure to scientific information, respondents were asked to rate their agreement/disagreement (on a scale of 0-10) with a statement about the assigned policy area.
- Posterior Beliefs (): After the anxiety treatment and exposure to scientific information, respondents were asked the same question again.
- Calculation:
Policy Learningis calculated as the direct difference: $ \text{Policy Learning} = \text{Posterior beliefs} - \text{Prior beliefs} $ A positive value indicates learning (updating beliefs towards the scientific evidence), while a negative value or zero indicates no learning or abacklash effect(updating beliefs contrary to the evidence).
4.2.6. Other Variables (Moderators and Controls)
- Strength of Prior Beliefs: Measured by asking respondents how
knowledgeablethey considered themselves to be (on a scale from 0 to 10) about the assigned policy. The assumption is thathigher self-rated knowledgecorrelates withstronger priors. This was measured early in the survey to limitoverreporting. - Perceived Complexity: Measured by asking policymakers to rate the
degree of complexity(on a scale from 0 to 10) of theenvironmentalorsecurity policies. This captures theirsubjective perceptionof complexity, not an objective measure. - Ideology: Measured by asking officials to position themselves on a
left-right ideological scale. - Sociodemographic Variables:
Age,gender, andeducation level(e.g.,university degree) were collected as control variables for observational analyses.
4.2.7. Methodology for Hypothesis Testing
The study primarily uses linear regression to test the hypotheses.
-
Hypothesis 1 (H1):
Anxiety increases the extent of policy learning.- Estimator:
Linear regression. - Estimand:
Average Treatment Effect (ATE). - Specification: Regression model includes
Anxietyas the main independent variable.
- Estimator:
-
Hypothesis 2 (H2):
The effect of anxiety on policy learning is stronger when office holders exhibit weak priors.- Estimator:
Linear regression. - Estimand:
Conditional Average Treatment Effect (CATE). - Specification: Regression model includes an
interaction termbetweenAnxietyandStrength of Prior Beliefs.
- Estimator:
-
Hypothesis 3 (H3):
The effect of anxiety on policy learning is stronger when office holders perceive a policy as complex.- Estimator:
Linear regression. - Estimand:
Conditional Average Treatment Effect (CATE). - Specification: Regression model includes an
interaction termbetweenAnxietyandComplexity.
- Estimator:
-
SUTVA (Stable Unit Treatment Value Assumption): The paper notes that SUTVA (which assumes the treatment of one unit does not affect another, and there's only one version of treatment) is
not testedin the case of H2 and H3 because these hypotheses proposeconditional effects, implying the treatment effect depends on other factors. This makes theATEless informative than theCATE.The following are the results from Table 1 of the original paper:
Hypothesis Estimator Estimand Specification H Linear regression ATE Anxiety H2 Linear regression CATE Anxiety × Strength of Prior Beliefs H3 Linear regression CATE Anxiety × Complexity
5. Experimental Setup
5.1. Datasets
The study collected novel experimental data through an online survey administered to local elected officials in Switzerland.
-
Source: Direct survey of
1404 government membersfromSwiss municipalitieswith over5000 inhabitants. -
Characteristics: The dataset comprises individual-level responses to survey questions, including:
-
Prior beliefs(agreement/disagreement with policy statements, 0-10 scale). -
Posterior beliefs(same as prior, after treatment, 0-10 scale). -
Self-rated knowledgeabout the policy (0-10 scale, proxy for strength of priors). -
Perceived complexityof the policy (0-10 scale). -
Ideology(left-right self-placement). -
Sociodemographic information(age, gender, education level). -
Treatment assignment (
anxietyorcontrol), andpolicy domain(environmentorsecurity).While no raw data samples are provided in the paper, an example of a policy statement for which beliefs were measured is:
-
-
For the
environmental policy: "We should be moving away from carbon-intensive infrastructure much faster." -
For the
security policy: "The government should increase the number of cameras in public places."These datasets were chosen because they allow for direct observation and experimental manipulation of
anxietyandpolicy learningamong actualpolicymakers, making them highly relevant for validating the paper's hypotheses at theindividual level. TheSwiss contextwas selected due to the availability of elected officials' contact information and the presence ofmilitia politicians(part-time officials), which the authors argue represents a "least likely case" for policy learning, thus making positive findings particularly robust.
The following are the results from Table A1 of the original paper:
| Variable | N | Mean | SD | Min | Max |
|---|---|---|---|---|---|
| Learning | 1304 | 0.44 | 1.51 | 9 | 8 |
| Priorsenvironment | 658 | 7.12 | 2.47 | 0 | 10 |
| Priorsecurity | 661 | 3.76 | 2.74 | 0 | 10 |
| Posteriorsenvironment | 648 | 7.21 | 2.43 | 0 | 10 |
| Posteriorsecurity | 656 | 4.58 | 2.614 | 0 | 10 |
| Strength of the priors | 1315 | 6.42 | 2.03 | 0 | 10 |
| Perceived complexity | 1301 | 5.14 | 2.79 | 0 | 10 |
| Birth year | 1404 | 1977.48 | 14.81 | 1943 | 2003 |
| Ideology | 1396 | 5.2 | 2.1 | 0 | 10 |
The following are the results from Table A2 of the original paper:
| Variable | Category | N | % |
|---|---|---|---|
| Anxiety | Treated | 661 | 50.08 |
| Controlled | 659 | 49.92 | |
| Policy | Environment | 659 | 49.92 |
| Security | 661 | 50.08 | |
| Gender | Man | 904 | 62.75 |
| Woman | 471 | 34.25 | |
| Education | Non-university education | 530 | 44.35 |
| University education | 665 | 55.65 |
5.2. Evaluation Metrics
The primary evaluation metric used in this paper is Policy Learning, which quantifies the change in an individual's beliefs after being exposed to new information and, in the treatment group, anxiety-inducing stimuli.
-
Conceptual Definition:
Policy Learningmeasures the extent to which an individual updates theirprior beliefsin the direction suggested bynew scientific information. It aims to capture the cognitive process ofbelief updatingin response to external stimuli, serving as a proxy for how effectively an individual integrates new evidence into their understanding of a policy issue. A positive value indicates that beliefs have shifted towards the scientific evidence, while a negative value suggests a shift away (abacklash effect). -
Mathematical Formula: $ \text{Policy Learning} = \text{Posterior beliefs} - \text{Prior beliefs} $
-
Symbol Explanation:
- : The numerical value representing the change in belief.
- : The numerical rating (on a 0-10 scale) of a respondent's agreement with a policy statement after receiving the experimental treatment (anxiety stimulus and scientific information).
- : The numerical rating (on a 0-10 scale) of a respondent's agreement with the same policy statement before receiving the experimental treatment.
5.3. Baselines
The paper's method is compared against control groups within its experimental design.
- Control Group (No Anxiety Treatment): Participants in the control groups were exposed to the same
policy informationandscientific evidenceas thetreatment groups, but they were not exposed to theanxiety-inducing images. This serves as the primary baseline to isolate thecausal effectof anxiety. By comparing thepolicy learningin theanxiety treatment groupversus thecontrol group, the researchers can determine if anxiety itself, beyond mere exposure to information, influences learning.
6. Results & Analysis
6.1. Core Results Analysis
The experimental findings provide clear insights into the hypotheses.
Hypothesis 1 (H1): Anxiety increases the extent of policy learning.
The study found strong evidence supporting H1. Anxiety has a significant and positive causal effect on policy learning. This means that policymakers exposed to anxiety-inducing stimuli were more likely to update their opinions towards the scientific evidence. This result aligns with Marcus' Affective Intelligence Model (AIM), suggesting that when information is perceived as threatening (due to anxiety induction), systematic information processing is enhanced, leading to belief updating. Figure 1 visually confirms this, showing a positive learning effect in the treatment group and a negative effect (beliefs updated contrary to evidence) in the control group.
Hypothesis 2 (H2): The effect of anxiety on policy learning is stronger when office holders exhibit weak priors. The results partially support the underlying premise but ultimately lead to the rejection of the moderation hypothesis.
- Main Effect of Prior Strength: The
strength of priors(self-rated knowledge) wasnegatively correlatedwithpolicy learning. This means that the moreknowledgeablea policymaker claimed to be, the less likely they were to update their beliefs. This is a significant finding consistent withBayesian learning—strong priorsare harder to overturn. - Moderation Effect: However, the
interaction effectbetweenanxietyandstrength of priorswasnot statistically significant. This implies thatanxietydid not have a stronger effect on learning for those withweak priorscompared to those withstrong priors, contrary to expectations. Figure 2 shows that whilehigher levels of learningare generally found withweaker prior knowledge, anxiety exposure did not significantly differentiate learning across different levels of prior strength. The paper notes a slight tendency for those withstrong priorsto learn more when anxious, which is an unexpected direction, though not significant.
Hypothesis 3 (H3): The effect of anxiety on policy learning is stronger when office holders perceive a policy as complex. This hypothesis was not confirmed.
- Main Effect of Perceived Complexity: The
perception of complexitywasnegatively correlatedwithpolicy learning. Policymakers who perceived a policy asmore complexwereless likelyto learn. This contradicts the initial expectation that complexity would increasethreat perceptionand thus promotesystematic processing. Instead, it suggests abacklash effect, where perceived complexity might discourage learning or lead to reliance onheuristics(Tversky and Kahneman, 1974). - Moderation Effect: The
interaction effectbetweenanxietyandperceived complexitywasnot statistically significant. This meansanxietydid not have a stronger effect on learning forcomplex policies.
Observational Findings:
Beyond the experimental hypotheses, an observational analysis provided additional insights:
-
Complexityandstrength of priorswere bothnegatively and significantly correlated with learning, reinforcing the experimental findings regarding their main effects. -
Ideologyplayed a small but significant role:right-wing self-placementwasnegatively correlated with policy learning, suggestingright-leaning individualsmight be less open to updating beliefs. -
University educationwaspositively correlated with policy learning, indicating that higher education might foster greater openness to new information. -
Ageandgendershowed no significant effect on belief updating, suggesting that thepsychological mechanism of learningtranscends somesociodemographic differences.Overall, the core result is the
positive causal effect of anxietyonpolicy learning. While the proposedmoderation effectswere not statistically significant, themain effectsofprior strengthandperceived complexityon learning (both negative) are important findings.
6.2. Data Presentation (Tables)
The following are the results from Table 2 of the original paper:
| Dependent variable: Learning | |||
|---|---|---|---|
| H1 | H2 | H3 | |
| Anxiety | 0.132** | 0.123** | 0.120** |
| (0.055) | (0.054) | (0.055) | |
| Strength of Priors | −0.222*** (0.038) | ||
| Anxiety × Strength of Priors | 0.063 (0.054) | ||
| Complexity | −0.179 (0.039)*** | ||
| Anxiety×Complexity | 0.003 (0.055) | ||
| Constant | −0.066* (0.039) | −0.059 (0.039) | −0.059 (0.039) |
| Observations | 1304 | 1300 | 1287 |
| R2 | 0.004 | 0.042 | 0.036 |
| Adjusted R2 | 0.004 | 0.040 | 0.033 |
; ;
The following figure (Figure 1 from the original paper) shows the estimation of the effect of anxiety treatment on policy learning:
该图像是一个图表,展示了焦虑治疗对政策学习的影响。X轴表示焦虑治疗(0表示未治疗,1表示治疗),Y轴表示学习效果。数据点显示出治疗组的学习效果显著高于对照组,表明焦虑对政策学习有正向影响。
The following figure (Figure 2 from the original paper) shows the estimation of the moderating effect of strength of the priors:
该图像是图表,展示了在不同的先前信念强度下,焦虑对学习的影响。红色和蓝色曲线分别代表不同的焦虑处理组,随着先前信念强度的变化,学习表现出现不同趋势。
The following are the results from Table 3 of the original paper:
| Dependent variable: Learning | |
|---|---|
| Complexity | −0.158*** (0.029) |
| Strength of Priors | -0.151*** (0.029) |
| Cohort | −0.041 (0.029) |
| Ideology | −0.048* (0.029) |
| Woman | 0.059 (0.063) |
| University Degree | 0.101* (0.058) |
| Specialist | −0.100 (0.114) |
| Constant | −0.069 (0.050) |
| Observations | 1140 |
| R{2 | 0.074 |
| Adjusted R2 | 0.069 |
; ;
The following figure (Figure A1 from the original paper) shows the distribution of three variables: learning ability, strength of prior beliefs, and perceived complexity under different treatment groups (0 and 1).
该图像是一个示意图,展示了不同处理组(0和1)下,学习能力、先前信仰的强度和感知复杂性三个变量的分布情况。图中红色曲线代表处理组0,青色曲线代表处理组1。
The following figure (Figure A2 from the original paper) shows the perceived complexity of environment and security policies.
该图像是图表,展示了环境和安全两个领域的复杂性感知。从图中可以看出,不同复杂性水平下,环境(粉红色)和安全(青色)的感知密度分布情况,反映了政策学习中对情绪的影响。
6.3. Ablation Studies / Parameter Analysis
The paper conducted robustness checks using an alternative modeling approach to verify the consistency of its findings.
-
Alternative Model: Instead of
linear regressions,multinomial logistic regressionswere employed. -
Alternative Dependent Variable: This alternative dependent variable captured
three different mechanisms:Backlash effects: Where incoming information leads to updating that is inconsistent with the information (e.g., beliefs shifting in the opposite direction).No updating process: Where beliefs remain unchanged.Learning: Where beliefs update consistently with the new information.
-
Results: This alternative version of the analysis, detailed in
Appendix C (Table A3), broughtconfirmation to the findingsfrom the mainlinear regression models. This suggests that the core relationships observed (e.g., positive effect of anxiety, negative effect of priors/complexity) are robust across different statistical specifications and definitions of learning outcomes.The following are the results from Table A3 of the original paper:
Dependent variable Backlash effect Learning H Backlash effect Learning H2 Backlash effect Learning H3 Anxiety −0.157 (0.158) 0.209* (0.122) 0.085 (0.586) −0.165 (0.431) 0.009 (0.373) −0.019 (0.256) Strength of the priors −0.011 (0.057) −0.278*** (0.047) Anxiety × Strength of the priors −0.034 (0.083) 0.060 (0.065) Complexity 0.069* (0.040) −0.132*** (0.032) Anxiety × Complexity −0.034 (0.059) 0.041 (0.045) Constant −0.828*** (0.107) −0.184** (0.088) −0.763* (0.409) 1.582***(0.312) −1.204*** (0.261) 0.494*** (0.184) Akaike Inf. Crit. 2699.129 2699.129 2627.660 2627.660 2630.099 2630.099
; ;
7. Conclusion & Reflections
7.1. Conclusion Summary
This research successfully demonstrated that anxiety has a positive and significant causal effect on policy learning at the individual level among local elected officials. This finding introduces emotions as a critical factor in how public officials process information and update their beliefs, aligning with Marcus' Affective Intelligence Model. The study also found that the strength of prior beliefs is negatively correlated with belief updating, meaning confident policymakers are less likely to learn. Similarly, perceived policy complexity was negatively correlated with policy learning, suggesting a backlash effect where complex issues discourage learning. Crucially, while these factors correlate with learning, they did not significantly moderate the causal effect of anxiety. The study contributes to the policy learning literature by highlighting the microfoundations of learning and bridging insights from political psychology.
7.2. Limitations & Future Work
The authors acknowledge several limitations:
- Resource Constraints: The sample size of approximately
1400 observationslimited the statistical power, particularly for detectinginteraction effects. A larger sample would be beneficial for more robust moderation analyses. - Generalizability (Swiss Context): While the
psychological mechanismsshould be broadly applicable, the study's focus onSwiss militia politicians(part-time officials with regular jobs) means the findings may not be perfectly generalizable toprofessional politiciansin other institutional contexts. However, the authors argue that militia politicians represent aleast likely casefor policy learning, making the observed positive effect of anxiety particularly robust. - Need for Replication: Future research should
replicate this experiment in other contextsusing acomparative approachto enhance generalizability. - Other Individual-Level Variables: The paper suggests exploring other
individual-level variablesthat might explaininformation use in policymaking, such aspersonality traits. - Information Quantity/Entropy: Future research could investigate the
causal effect of information quantity or entropyonknowledge updatingandbelief modification.
7.3. Personal Insights & Critique
This paper offers a compelling and experimentally rigorous investigation into the often-overlooked role of emotions in policymaking. The finding that anxiety can positively drive policy learning is highly insightful, challenging the traditional view of emotions as mere distractions or irrational forces. It suggests that a certain level of emotional arousal can be a functional component of effective governance, prompting deeper engagement with complex issues.
Potential Issues & Unverified Assumptions:
- Ecological Validity of Anxiety Induction: While the
SMIDimages are validated, theintensityanddurationof anxiety induced in a lab-like survey setting might differ from real-world political decision-making contexts. Policymakers face chronic stress and various forms of anxiety, and the effect of a momentary, induced anxiety might not perfectly translate. - Nature of "Learning": The definition of
policy learningasbelief updatingtowards a givenscientific consensusis well-defined. However,real-world policy learningis often more complex, involving negotiation, value-based considerations, and learning aboutproblem definitionsornormative aspects, not just factual adjustments. The experiment captures one important facet, but not the full spectrum. - Lack of Moderation Effects: The non-significant
moderation effectsforpriorsandcomplexityare somewhat counter-intuitive given the theoretical expectations. While the main effects are strong, the lack of interaction suggests that anxiety's influence might be moreuniversalthan initially thought across these dimensions, or that the experimental design wasn't sensitive enough to capture these nuances. The "backlash effect" of complexity is particularly interesting and warrants further qualitative exploration to understand the underlying psychological resistance. - Manipulation Risk: The discussion on the potential for
manipulationthroughemotional framesis crucial. Ifanxietycan increaselearning, it also opens the door forinterest groupsor other actors to strategically use emotional appeals to influence policymakers in ways that may not serve the public good. This highlights the importance ofinformation qualityandethical standardsinpolicy communication.
Transferability & Applications:
-
Policy Design & Communication: Understanding that
anxietycan spur learning suggests that policymakers might be more receptive toevidence-based argumentswhen issues are framed in a way that evokes a measured sense of concern or urgency, especially in areas likeclimate changeorpublic health. However, this must be balanced against the risk ofpanicordisengagementif anxiety is too high. -
Addressing Cognitive Biases: The negative correlation between
strong priorsandlearningconfirms the pervasive nature ofcognitive conservatism. Strategies to promote learning might involve explicitly challenging strong priors or creating environments that encourage policymakers to question their existing assumptions without triggering defensive mechanisms. -
Education for Policymakers: The positive effect of
university educationonlearningsuggests that continuous education or training for policymakers could be beneficial, potentially fosteringcritical thinkingandopenness to new information. -
Interdisciplinary Research: The paper successfully integrates
political psychologywithpublic policy. This approach could be extended to other emotions (e.g.,anger,hope) or othercognitive biases(e.g.,confirmation bias,availability heuristic) to build a more comprehensive model ofpolicymaker cognition.This study lays excellent groundwork for further research into the emotional and cognitive
microfoundationsofpolicy learning, which is increasingly vital in a world grappling with complex and uncertain challenges.
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